Merleau-Ponty’s Examination of Gestalt Psychology (1)
Lester Embree
The thought of Merleau-Ponty has recently moved from being
present to being past for us. Among other things, including the passage of time
in continental philosophy, this is no doubt due to his posthumous works
becoming available and to the maturation of scholarship during the two decades
since his death. If he is now a past figure, it is at least easier to subject
him to historical study where his development, the internal harmony of the
parts and phases of his thought, the influences on and by him, etc. are
concerned, i.e., to treat him as having thought in history rather than as
having dropped from the sky to challenge us.(2)
The present study contains the results of asking how
Merleau-Ponty interpreted, criticized, and developed thought from one of his
earliest and largest sources (the present author will deal with the other early
large source, Constitutive Phenomenology, in another essay). No doubt there are
deeper and subtler gestalt traces in the core of his position than are brought
out here,(3) but it seems of importance to
study how he dealt with a scientific movement at arm’s length, as it were,
since this will show something of the assimilative technique as well as the
results he gained. The published writings have been worked through
chronologically and the several hundred passages where a gestaltist text or
author is referred to or a matter is discussed in gestaltist terms noted.(4) Often Merleau-Ponty simply uses Gestalt
Psychology approvingly, but often he also discusses it and shows why he accepts
and rejects parts of it; hence the word “examination” in the title above. Given
the magnitude of this task and the limits of space, it is hoped that merely an
interpretation of this examination be accepted in lieu of an examination of it.
Merleau-Ponty read widely in philosophy and science and
should be studied for how he relates to Bergson, Brunschvicg, Cassirer, Hegel,
Heidegger, Husserl, Marcel, Sartre, Scheler, etc. Where scientists are
concerned, some work has been done on the Saussure connection and on Marxism,(5) but work remains to be done on involvements
with Freud and other psychologists, with Sociology and Ethnology, and indeed
with the Human Sciences in general. Here the concern will be only with the
Gestaltists, who for some reason have not received the attention they deserve
in Merleau-Ponty studies, possibly because too few in philosophy take science
as seriously as he did.(6) Anyone who has read
any of his writings knows of this involvement and may even recognize that there
is more than can be handled even in only an expository article, unless the
Gestalt Physics of Köhler and the Gestalt Physiology (e.g. SC 33-47/ 33-46) and
Psychopathology of Gelb and Goldstein are excluded,(7) in which case the signification of “Gestalt Psychology” in the
title above is clearer. Speaking positively, “Gestalt Psychology” refers
chiefly to the work of Wertheimer, Köhler, and Koffka, the leaders of the
so-called Berlin School of the 1920s, which came to the United States about
1933, but Lewin and the influential French appreciator of Gestalt Psychology,
Paul Guillaume, and such convergent investigators as Katz, Michotte, Rubin, and
Tolman must also be mentioned.
Before turning to what Merleau-Ponty made Gestalt Psychology
out to be, we might survey his thirty-year involvement with it. In the 1920s,
Guillaume began writing, translating, and reporting on gestaltist works. It may
be that Merleau heard Köhler lecture on “La
Perception humaine” at the College de France in 1929,
although the publication of that lecture is not in his bibliographies. When
Merleau-Ponty and Gurwitsch met in Spring 1933 the younger man was already
familiar not only with phenomenology but also gestaltist thought and even
Gurwitsch’s dissertation, in which the attempt is made to relate that thought
to Husserl’s philosophy.(8) That April
Merleau-Ponty applied for a grant to study “the experimental investigations
undertaken in
From the rather abrupt decline in the frequency of references
to Gestalt Psychology once Merleau-Ponty had attained the phenomenal field at
the end of the Introduction of Phénoménologie de la perception (1945),
one might believe his interest in it began to decline. However, in his Sorbonne
lectures in the early 1950s he went on to discuss Wertheimer’s Productive
Thinking (1945) on the relations of intellection and perception (in a
course on the psychosociology of the child!) (BP 213 ff.), increased his appreciation
of Lewin’s work (BP 112, 116 ff., 159, & 195), and discussed Guillaume’s
work (BP 161-65). The Gestaltung of causation in Michotte’s work was
also appreciated after the war (P 98, BP 185 ff., cf. RC 14/ 6); it is unfortunate
this work had not preceded PP, for then that magnum opus would probably
have had a large place for lived causation. Hence, even though Koffka and
Wertheimer died during the war and the
The following exposition has two main parts. In the first,
the attempt is made to summarize systematically the concrete
gestalt-psychological thought accept by Merleau-Ponty. In the second, the
conscious and creative perspective, including the opposition to Gestalt
Psychology’s naturalistic self-interpretation, a novel frame of reference, and
a different standpoint, will be presented. A chronological study of all texts
did not reveal any changes in how this thinker, who knew most of the gestalt
literature by 1938, comprehended Gestalt Psychology, and hence a synchronic or
systematic exposition is legitimate.(10)
What Merleau-Ponty accepted from Gestalt Psychology without
notable transformation can be arranged in relation to three questions: (a) What
did he comprehend “gestalt” to signify? (b) Where, with respect to approach,
did he believe he was merely agreeing with Gestalt Psychology? and (c) What
gestaltist results did he plainly accept? Generally, the focus is on
perception, although there are remarks on recollection, emotion, and volition;
perhaps imagination was considered Sartre’s domain.(11) Also, while brutes are mentioned, the focus is also on the human.
The notion of gestalt is usually expressed in Merleau-Ponty’s
writings with the word “forme,”
properly translated into English as “form.” For purposes of discussion,
however, it seems preferable to use the word “gestalt(en)” in a fully naturalized
(uncapitalized) way, although “form” will appear in quotations. The word
“configuration,” presumably from the English candidate which lost out to
“gestalt,” also occurs.
Since von Ehrenfels, “gestalt” has been frequently defined as
a whole not equal to the sum of its parts. Merleau-Ponty repeats this (SC 49/
47, SC 163/ 150), but came to recognize it as merely “a negative, external
definition” (VI 258/ 204). At the outset of his intellectual career he also
offered this positive and perhaps internal definition: “The ‘Gestalt’ is a
spontaneous organization of the sensuous field which makes the alleged
‘elements’ depend on ‘wholes’ which are themselves articulated into more
extended wholes” (G 193). The part/ whole characterization is used in other
general statements:
More precisely they are defined as total
processes which may be indiscernible from each other while their “parts,”
compared to each other, differ in absolute size; in other words, the systems
are defined as transposable wholes. We will say that there is form whenever the
properties of a system are modified by every change brought about in a single
one of its parts and, on the contrary, are conserved when they all change while
maintaining the same relationship among themselves. (SC 50/ 47)
Form . . . possess original properties with
regard to those of the parts which can be detached from it. Each moment is
determined by the grouping of the other moments and their
respective value depends on a state of total equilibrium the formula of which
is an intrinsic character of “form.” (SC 101/ 91)
Even in such general statements there is an emphasis on
perceptual gestalten: “The form is a visible or sonorous configuration (or even
a configuration which is prior to the distinction of the senses) in which the
sensory value of each element is determined by its function in the ‘whole and
varies with it” (SC 182/ 168) and “A ‘form,’ such as the structure of ‘figure’
and ‘ground,’ for example, is a whole which has a sense and which provides
therefore a basis for intellectual analysis. But at the same time it is not an
idea: it constitutes, alters, and reorganizes itself before us like a
spectacle.” (SC 240/ 224)
In sum, a gestalt is a whole (ensemble) which may be within a larger whole and
it has parts, elements, or moments within it such that if all the parts are,
say, doubled in size, there is the (specifically) same gestalt, but if one part
is changed, there is a different gestalt. Each moment is what it is only in
relation to the others within the whole.
Some illustrations may make this clearer. Of course a melody
is a gestalt which is preserved when all the notes change in pitch to the same
degree. Other gestalten involve movement, rhythm, and spatial arrangement (BP
8). In the last connection, the example can be quite concrete: “The whole of
dots
. . . . . . .
. . .
. .
is
always perceived as ‘six pairs of points two millimeters apart’ . . .” (PP 503/
440, cf. SNS 86/ 48). Then again, “the body image [schema corporeal]” is “a global conscious grasp
of my posture within the intersensorial world, a ‘form’ in the sense of Gestalt
Psychology” (PP 116/ 100) and it would seem this description also falls under
the definition: “An object is an organism of colors, smells, sounds, tactual
appearances which symbolize and modify one another and harmonize [s’accordent] with
one another according to a real logic . . .” (PP 48/ 38). In contrast to
intellectual contents, Merleau-Ponty repeatedly characterizes gestalten as
perceived styles (e.g., BP 180) and especially with the metaphor of physiognomy
(see SC 181/ 166 for a literal usage):
Beneath the intentionality of the act or thetic intentionality,
and as its condition of possibility, we found an operative intentionality
already at work prior to any thesis or any judgment, a “logos of the aesthetic world,” an “art hidden in
the depths of the human soul,” and which, like every art, is only known in its
results. The distinction which we made previously between structure and
signification was clarified thereafter: What makes the difference between the
gestalt of the circle and the signification Circle is that the second is
recognized by an intellect which engenders it as an area of points equidistant
from a center, the first by a subject familiar with his world and capable of
grasping it as a modulation of this world, as a circular physiognomy. (PP 490/
429, cf. PP 74/ 60 & PP 441/ 385)
The above passage also brings us to the contrast of
perception and intellection and to the question of whether “structure” is
coterminous with “gestalt.” In the latter regard, there is of course a close
affinity between the notions, such that they do sometimes seem synonymous,(12) but Merleau-Ponty usually uses
“structure” to designate specifically how a gestalt is organized: “What is
profound in the notion of ‘Gestalt’ from which we started is not the idea of
signification but that of structure, the indiscernible joining of an
idea and an existence, the contingent arrangement by which the materials coming
before us have a sense, intelligibility in the nascent state” (SC 223/ 206, cf.
G 193 f.). As has been in part documented above, he uses “structure” in
relation to figure/ ground organization, but he also refers to other structures
(PP 30/ 22, PP 118/ 102, PP 257/ 224, etc.). There can be no doubt of the
importance of this notion, especially when as the equivalent to “immanent signification”
it is contrasted to “ideal signification,”(13)
the misunderstanding of which, coupled with the frequent confusion of “signification” and “sens” in the one
English word “meaning,” has misled some scholars.
As for perception and intellection, it is already plain that
Merleau-Ponty always at least focused on perceptual gestalten as primary and in
the earlier work he goes further: “Hence the form is not a physical reality,
but an object of perception; moreover, without it physical science would have
no sense since it is constructed with respect to it and in order to coordinate
it” (SC 155/ 143). “Fixation as a temporal form is not a physical or
physiological fact for the simple reason that all forms pertain to the
phenomenal world” (PP 268 n./ 232 n.). At present, what needs to be emphasized
is that for Merleau-Ponty gestalten are not intellectual forms imposed
on sensuous stuffs. This is clearest in the earliest texts we have.
The experimental investigations undertaken in
This organization [i.e. gestalt] is
not like a form which would be placed upon heterogeneous matter; there are only
more or less stable and more or less articulated organizations. (G 193, cf. BP
206)
Before shifting focus from this basic category to matters of
approach, it may be well to establish that the other extreme from the
atomistic sensation is also precluded from Gestalt Psychology as Merleau-Ponty
views it. “If everything really depended on everything else, in the organism as
well as in nature, there would be no laws and no science. Kohler’s
whole-processes admit of an internal cleavage, and Gestalt Theory stands at an
equal distance from a philosophy of simple coordination (Und-Verbindungen) and
a romantic conception of the absolute unity of nature” (SC 45/ 43).
With this general conception of gestalt in hand, we can
wonder about how gestalten are approachable in research. It goes without saying
that this is research on the level of empirical and indeed experimental
science, although not of a sort with widespread popularity today,
unfortunately.
B. Gestalt Procedures.
When we raise the question of what approachs Merleau-Ponty
seems to have believed he simply accepted from the Gestaltists, we find three
topics. The first concerns the relation between internal and external
observation. The introduction of this issue is hardly unobtrusive.
A purely objective method can delineate the
structure of the universe of “colors” in butterflies by comparing the reactions
which are evoked in them by the different colored stimuli—precisely on the
condition of limiting oneself strictly to the identity or difference of the
responses in the presence of such and such given stimuli and of not projecting
our living experience of colors into the butterfly’s consciousness. There is
an objective analysis and an objective definition of perception, intelligence,
and emotion as structures of behavior
The mental thus understood is graspable from the
outside. Even more, introspection itself is a procedure of knowledge which is
homogeneous with external observation.
Nothing is changed when the subject is charged
with interpreting his reactions himself, which is what is proper to introspection.
The object which external observation and
introspection intend together is then a structure or signification which is
reached in each case through different materials. There is no reason either to
reject introspection or to make it the privileged means of access to a world of
psychological facts. It is one of the possible perspectives on the structure
and immanent sense of the conduct which [is] the only psychic “reality.” (SC
197/ 183, cf. SC 238 f./ 221 f. for relations of this method to Sartre
explicitly, Scheler implicitly, the role of language, and the origin of error.)
In SC this doctrine is attributed to Paul Guillaume’s
“L’Objectivité” en psychologie” (1932). That same source is cited in PP (112/
95 f.), but only to draw a consequence. In “Le Primat . . .” we read, however, that
Without doubt one of the most important
acquisitions of this theory has been its overcoming of the classical alternatives
between objective psychology and introspective psychology. Gestalt psychology
went beyond this alternative by showing that the object of psychology is the
structure of behavior, accessible both from within and from without.
As Gestalt psychology has shown, structure, Gestalt,
[sense] are no less visible in objectively observable behavior than in the
experience of ourselves—provided, of course, that objectivity is not confused
with what is measurable. (P 23 f.)
In BP the point is added that such a compound approach can be
taken to oneself as well as to others, for the recourse is to behavior (BP
176), and the attribution is again to Guillaume, although Koffka is credited
with a certain transcending of mere introspection as well as of a focus on
knowledge (BP 158). Then more is told about the matter thus approachable both
from within and without as well as the prejudice which inhibits us from
comfortably employing such a two-fold approach.
The Gestalt Psychologists reveal such a
close relationship between perception and motoricity that to dissociate them
seems impossible to them: they must be considered two aspects of the same
phenomenon (cf. D. Katz, Der Aufbau der Tastwelt).
Gestalt Psychology hence obliges us to
reconsider the problem of sensation and movement: it is necessary to speak of a
perceptual side and a motoric side of conduct, i.e. of two aspects of the same
reality.
It is difficult to make this effort; the
classical distinction is based on deeply rooted philosophic reasons, such as
the notion of a contemplative consciousness. The Gestaltists ask us to renounce
this conception of a contemplative consciousness detached from action: they
replace it with that of an active consciousness for which the body is
the instrument for exploration of the world. (BP 174, cf. G 185 for passages
from “Titres et Travaux” relating the projects of SC and PP to “the junction
sought between the objective point of view and the subjective point of view”).
If observation from without and from within give access to
one and the same phenomenon, there is, in the second place, an
alternative between procedures more specifically employable within each of
these perspectives. This is the alternative of ordinary and analytic attitudes
in perception. No particular fuss is made about it in SC, although it would
seem assumed in much scientific work. What is the difference?
I am sitting in my room and look at the
sheets of white paper laying about on my table, some in the light shed through
the window, others in the shadow. If I do not analyze my perception, but keep
to the global spectacle, I shall say that all the sheets of paper look equally
white. However, some of them are in the shadow of the wall. How is it that they
are not less white than the others? I decide to get a better view [regarder mieux], I fix
my gaze upon them, which means that I restrict my visual field. I can even look
at them through the cover of a match box, which separates them from the rest of
the field, or through a “reduction screen” with a window in it. Whether I use one
of these devices or am contented with observing with the naked eye, but in the
“analytic attitude,” the aspect of the sheets changes: this is no longer a
white paper covered by a shadow, it is a grey or steely blue [bleutée] substance,
thick and badly localized. (PP 261/ 225)
Such an alternation can occur also in the spatial perception
of size and distance. Ordinarily, one is not aware of such matters as apparent
size and ocular convergence, which are nevertheless there (PP 298/ 257), but
Gestalt Psychology has shown that they are revealed in analytic reflection (PP
58/ 47, cf. SNS 87/ 49, BP 179, S 62/ 49, & VI 38/ 21).
Finally, the object in the ordinary attitude has priority over the products
of analysis (which are nevertheless not without value) and with respect to such
prior objects he can speak of how, “according to the very principles of Gestalt
Theory, . . . behavior must be comprehended in its immanent law, not explained
by a plurality of separated causes . . .”(SC 130/ 120, cf. SC 169/ 156).
Then again, he can write as follows.
The sensible configuration of an
object or a gesture, which the criticism of the constancy hypothesis brings
before our eyes, is not grasped in some ineffable coincidence, it is
“comprehended” through a sort of appropriation which we all experience when we
say that we have “found” the rabbit in the foliage of a puzzle, or that we have
“caught” a movement. Once the sensation prejudice has been set aside, a face,
a signature, a conduct cease to be merely “visual data” whose psychological
signification is to be sought in our inner experience and the psyche of the
other becomes an immediate object, a whole charged with immanent signification.
(PP 70/ 57)
In sum, where method is concerned, Merleau-Ponty accepted
from Gestalt Psychology that there is one subject matter—”active consciousness”
or “perceptual behavior” (a better name could be found, e.g.,
“living”)—approachable both from within and from without in oneself and in
others, that in approaching such a matter one may have recourse to an analytic
attitude, but that the ordinary perceptual comprehension is prior.
C. Gestalt Descriptions.
Under the genus Gestalt fall a number of specific
descriptions adopted by Merleau-Ponty without obvious modification. In
the first place, for most people, what “Gestalt Psychology” brings to mind is
the figure/ ground structure and in this respect Merleau-Ponty is no exception.
This species of the general organization exhibited in sensuous fields is
alluded to him probably a score of times. He accepts from the Gestaltists that
it is the simplest sensuous datum, commenting that it is not contingent but
rather essential to perception (PP 10/ 5, cf. PP 81/ 61, BP 113, & BP 206).
A spot, e.g., the dot we use to express a full stop in punctuation, is a case
of this (SC 101/ 92), but the opening example in PP is more richly described.
Suppose a white patch on a homogeneous ground.
All the points in the patch have a certain “function” in common, that of
forming themselves into a “figure.” The color of the figure is more dense and
as it were more resistant than that of the ground; the edges of the white patch
“belong” to it and are not part of the nevertheless contiguous ground: the
patch appears to be placed upon the ground and does not interrupt it. Each part
announces more than it contains and this elementary perception is hence loaded
with sense. (PP 9/ 3)
Already a “figure” on a “ground” contains . . .
much more than the qualities actually given. It has “contours” which do not
“belong” to the ground and are “detached” from it, it is “stable” and of a
“compact” color, the ground is unbounded and of uncertain color, it “continues”
under the figure. The different parts of the whole—e.g. the parts of the figure
nearest the ground—hence have, beyond a color and qualities, a particular sense.
(PP 20/ 13, cf. PP 32/ 24 & PP 119/ 102)
To this description several points may be added. First, such
an account means that our original (primative)
perception bears more on relations than on isolated terms, these
being perceived and not excogitated relations. Second, there must be a greater
change in the color of the ground than of the figure for the gestalt to change
(G 193, BP 206). Finally, this structure puts attention in a different perspective
than is traditional: “To pay attention is not only further to clarify
preexistent data, it is also to realize a new articulation in them by taking
them as figures.”(14)
While figure/ ground is basic, it
should not be overlooked that Merleau-Ponty recognized other species of gestalt
structure. That of illumination/ illuminated seems next most of interest to him
(e.g. PP 354/ 307) and has its relations with figures/ ground (PP 352/ 305
& 368/ 323). Furthermore, “the relationships ‘figure’ and ‘ground,’ ‘thing’
and ‘non-thing,’ [and] the horizon of the past would hence be structures of
consciousness irreducible to the qualities which appear in them” (PP 30/ 22).
Space, especially as seen, is also emphasized by
Merleau-Ponty, apparently due to his opposition on to the traditional emphasis
on its structures as intellectually imposed. But depth is as intrinsic to what
we see as figure/ ground and height, breadth, verticality, and obliqueness are
not established through a mental reference to the meridian of the retina
or the axis of the head or body (G 194 f, cf. BP 179). Rather, there are
“anchoring points” in our sensuous field which determine the spatial level and
there are lines in this field (which is a field of tensions—PP 60/ 48), which
are immediately affected with indices of upwardness and downwardness (G 195,
cf. SC 99/ 90, FP 287/ 248, BP 179). Illumination and the organization of the
entire visual field play a role regarding the perceived constancy in size of objects
at different distances (PP60f/ 48 f., PP 264f/ 229, PP 351f/ 305, etc.).
Moreover, “Köhler has shown very well that perceptual space is not a Euclidean
space, that perceived objects change properties when they change place” (SC
156/ 144, cf. G 196 on “naive statics.”). In addition, there is at least a
systematic place for temporal gestalten.
Gestalt Theorists have by no means
limited the use of the notion of “form” to the instant or the present. They
have, on the contrary, insisted on the phenomenon of form in time (melody). (P
121)
A melody, for example, is a (sonorous
figure and does not mingle with the ground noises which may accompany it (such
as the siren one hears in the distance during a concert). The melody is not a
sum of notes, since each note only counts by virtue of the function it
exercises in the whole, which is why the melody is not sensibly changed when
transposed, that is, when all its notes are changed while their relationships
and the structure of the whole remain the same. On the other hand,” just one
single change in these relationships will be enough to modify the entire
physiognomy of the melody. Such a perception of the whole is more natural and
more primary than the perception of isolated elements. (SNS 87/ 49)
Moving things are discussed under the heading of space in PP
but plainly involve time as well and Merleau-Ponty is quite aware of work done
here by Wertheimer and even Duncker (PP 315 ff./ 272 ff, BP 180, RC 14/ 5). And of
course he was aware that separate discussions of seen space and heard time are
abstract.
For people under mescaline, sounds
are regularly accompanied by spots of color whose hue, form, and vividness
vary with the tonal quality, intensity, and pitch of the sounds. Even normal
subjects speak of hot, cold, shrill, or hard colors, of sounds that are clear,
sharp, brilliant, rough, or mellow, of soft noises and of penetrating fragrances.
Cézanne said that one could see the yelvetiness, the hardness, the softness,
and even the odor of objects. My perception is therefore not a sum of visual,
tactile, and audible data, I perceive in an undivided way with my whole being,
I grasp a unique structure of the thing, a unique way of being which speaks to
all my senses at once. (SNS 88/ 50)
More generally, and still without the intellect making any
contributions (SNS 91 f./ 51 f.), much of what we have discussed comes under
the following description.
I can at will see my own train or the
train next to it in motion whether on the one hand I do nothing or on the other
wonder about the illusions of motion. But “when I am playing at cards in my
compartment, I see the neighboring train move off, even if it is really mine
which is starting; when I look at the other train and look for someone there,
it is my own train which is set in motion.” The compartment which we happen to
occupy is “at rest,” its walls are “vertical” and the landscape slips by before
our eyes, and on a hill the firs seen through the window appear to us to
slope. If we stand at the window, we return to the great world beyond our
little world, the firs straighten themselves and remain stationary, and the
train leans with the slope and speeds through the countryside. (PP 324/ 288)
One other passage, in which gestaltist thought is employed on
matters of special interest to Merleau-Ponty may be quoted in the present
connection.
The word “here” applied to my body does not
designate a determinate position in relation to other positions or in relation
to external coordinates, but the installation of the primary coordinates, the
anchoring of the active body in an object, the situation of the body in face of
its tasks. Bodily space can be distinguished from external space and
envelop its parts instead of spreading them out because it is the darkness in
the theatre necessary to the clarity of the spectacle, the ground of drowsiness
or the reserve of vague power against which the gesture and its goal stand out,
the zone of non-being before which precise beings, figures and points,
appear. In the last analysis, if my body can be a “form” and if it can have
privileged figures on indifferent grounds before it, this is insofar as it is
polarized by its tasks, that it exists toward them, that it collects
itself in order to reach its goal, and the “body image” is finally a way of
expressing that my body is at the world. As far as spatiality is concerned,
which alone interests us at the moment, the owned body is the third term,
always tacitly understood, in the figure-ground structure and every figure
stands out against the double horizon of external and bodily space. One must
therefore reject as an abstraction any analysis of bodily space which takes
account only of figures and points, since these can neither be conceived nor be
without horizons. (PP 117/ 100)
In sum, it is plain that Merleau-Ponty
accepted much in the way of descriptive results as well as procedure from the
gestaltists on a fairly concrete level.
When we turn to the remainder of Merleau-Ponty’s examination
of Gestalt Psychology, we find interesting efforts at critique, reconstruction,
and extension of that thought in a perspective he considered phenomenological.
In this higher-level and more creative element, he can be said (a) to have
elaborated a frame of reference (to which his discussion on perception and
intelligence is closely related) and, after (b) rejecting the naively
naturalistic philosophical position the Gestaltists tacitly endorsed, (c) to
have reflected on how to regard matters gestaltist from a new and
phenomenological viewpoint.
A. Frame of Reference.
At least on the scientific level, Merleau-Ponty’s central
contribution to Gestaltist thought is his articulation of three species of
behavioral structures, the “syncretic,” the “amovible,” and “symbolic” forms. But before this
doctrine can be expounded, a crucial issue must be settled. This is the matter
of intentionality, which he does not dwell upon in this connection, perhaps
because he considered it obvious. If one observes behavior from within and/ or
from without, there is plainly a difference between the behavior and what is
behaved toward in the behaver’s surroundings. The related words “structure” and
“form” can be applied either to the object “behaved,” as it were, by the
behaver or the “behaving” which is under such possibly double observation or,
insofar as the matter observed includes the behaving and the behaved,
both of them. A behaving/ behaved distinction is not made in so many words, but
it is presupposed in the discussion of the structures of behavior and
establishable from what is said in various places:
Gestalt Theory is a psychology in which everything has a
sense; there are no psychic phenomena which are not oriented toward a certain
signification. In this way, it is a psychology founded on the idea of
intentionally. Only this sense that resides in all psychic phenomena is not a
sense that derives from a pure activity of the mind; it is an autochthonous
sense that is itself constituted by the alleged elements. (BP 148)
Presumably “signification” here is ‘immanent’ and thus
equivalent to “structure.”(15) The same
comment applies where Merleau-Ponty speaks of “an authentic phenomenon which
philosophy has the function of making explicit. The proper structure of
perceptual experience, the reference of partial ‘profiles’ to the total
signification which they ‘present,’ would be this phenomenon” (SC 233/ 216, cf.
SC 187/ 172). Within “The Description of the Structures of Behavior” we find
first a mention of the “intentional character, i.e. . . . relation to the
situation” in a polemical context whereby it is something overlooked in
conditioned-reflex theory (SC 103/ 93). Then again, in the subsection on “amovibles forms,” we read
that “The behaviors of the preceding category [“syncretic forms”] definitely
include a reference to relations” (SC 115/ 105), and it will be recalled that
such relations are in perceptual gestalten (see above, p. 99). “Thus objective
description of behavior discovers a more or less articulate structure in it, a
more or less rich internal signification, the reference to ‘situations’ which
are sometimes individual, sometimes abstract, sometimes essential” (SC 119/
109).
Nowhere does Merleau-Ponty say that all behavior is
behavior of . . . but plainly he could have. In the light of the foregoing
we can now interpret the key statement, whereby it is alleged to be possible to
classify behaviors “according to whether the structure in them is submerged in
the content or on the contrary it emerges from it to become, at the
limit, the proper themes of the activity” (SC 113/ 103). This is a matter of
the structure that is only intentionally in the behaving, i.e., it is
actually a structure of the object behaved. On this basis we can turn to the
three species.
Instinctive behavior corresponds (intentionally) to syncretic forms
the peculiarity of which is that it is a complex of special stimuli or it is an
abstract character of the situation which is reacted to: “If a fly is put in
its nest, the spider does not treat it as prey. Its instinctive behavior is not
a reaction to the fly but a reaction to a vibrating object in general and it
would be initiated just as readily by placing a tuning fork in the middle of
the web” (SC 107/ 97) and “An ant placed on a stick allows itself to fall on a
white paper marked with a black circle only if the sheet of paper is of
definite dimensions, if the distance from the ground and the inclination of the
stick have a definite value, and finally if there is a definite intensity and
direction to the lighting.” (SC 114/ 104). Such behavior includes a reference
to the relations in the concrete situation and is not, properly speaking,
learned. The instinctually “behaved” structures in question are submerged in
the perceived objects.
Changeable (amovibles)
forms are
“relatively independent” of the object (SC 115/ 105), which seems to mean that
they can be established and altered through learning. Kohler’s work on chickens
shows that again it is a relation, e.g., the comparative colors of sheets with
grain on them, which is behaved toward. The emphasis here is first on “sign
gestalten” where the subject has learned to perceive something as a means to
something else, e.g., color to food. But there are cases where it is an obstacle
rather than an access which comes to be seen due to learning and
Merleau-Ponty’s description can focus alternatively more on the behaving than
on the behaved.
The activity of the organism would be
literally comparable to a kinetic melody since any change in the end of the
melody qualitatively modifies its beginning and the physiognomy of the whole.
It is in the same manner that the closing of an alley in a labyrinth
immediately confers a negative value, not only on the entrance to this alley,
but on that of a second alley which, after a detour, falls on this side of the
barrier; and this is so even if the animal has not just gone through it. The
failure has the effect of changing the sign of all the stimuli which have a
determined structural relation to the place where it took place. (SC 117/ 107)
(It might be inserted here that Merleau-Ponty accepts from
Koffka that “an object looks attractive or repulsive before it looks black or
blue, circular or square” (PP 32/ 24). There are many subspecies of structures
of this sort, Merleau attempts to organize some of them in relation to space
and time, but he recognizes the artificiality of this in that “natural
structures” have a priority, e.g., a tree branch as something to swing on must
be reorganized to become something with which to rake food into one’s cage (SC
124/ 113 f.). There are limits to what brutes can learn, e.g., “the box-as-seat
and the box-as-instrument are two distinct and alternative objects in the
behavior of the chimpanzee and not two aspects of an identical thing”
(SC 127/ 116). It is a “universe of use-objects” (SC 188 n. l/ 245 n. 95).
“It is necessary to admit, above the replaceable [amovibles] forms
available to the chimpanzee, an original level of conduct where the structures
are even more available, transposable from one sense to another. Symbolic
behavior is where the thing structure is possible” (SC 130/ 120). Signs for
brutes are always signals but for humans symbols are also possible.
Merleau-Ponty dwells on how activities like piano playing involve intending
musical phrases through the instruments (SCI31/ 120), improvisation (even on
new types of instruments), and again regards the behaving-behaved situation in
a gestaltist manner:
The character of the melody, the graphic configuration
of the musical text, and the unfolding of the gestures participate in a single
structure, have in common an identical nexus of signification. The relation of
the expression to the expressed, a simple juxtaposition in the parts, is
internal and necessary in the wholes.
The true sign represents the signified, not
according to an empirical association, but inasmuch as its relationship to
other signs is the same as the relation of the object signified by it to other
objects.
With symbolic forms, a conduct appears, which
expresses the stimulus for itself, which is open to truth and to the proper
value of things, which tends to the adequation of the signifying to the
signified, of the intention and what it intends. Here behavior no longer only has
a signification, it is itself signification. (SC 132 f./ 121f.).
Corresponding
to symbolic behavior there would then be a “spiritual field” (SC
141/ 131) with “cultural objects” beyond human “use objects” (SC 175/ 162).
The three-fold classification of behaviors according to the
forms they intend can be seen to culminate in the following passage focused on
the problem of the differentia of the human.
What defines man is not the capacity to create a
second nature, —economic, social, or cultural—beyond biological nature; it is
rather the capacity of going beyond created structures in order to create
others. And this movement is already visible in each of the particular products
of human work. A nest is an object that only has sense in relation to the
possible behavior of the organic individual and if an ape picks up a branch in
order to reach a goal, it is because he is able to confer a functional value on
an object of nature.
For man, on the contrary, the tree branch which
has become a stick will remain precisely a
tree-branch-which-has-become-a-stick, the same thing in two different
functions and visible for itself under a plurality of aspects. (SC 189/ 175)
The structures of behavior do not seem to play a
significant role in PP or in Merleau-Ponty’s later writings. The words
“symbolic function” come up relevantly (S 141/ 112, cf./ 140 f./ 122 f.), but
not the qualifiers “syncretic” or “amovibles.”
In part this is no doubt due to his not returning to brute behavior,
in order words to his focusing on the human. But the thought does appear again
in the discussion of intelligence in BP. “Intelligence” appears chiefly to be
a matter of problem solving. On the other hand, while Merleau-Ponty generally
de-emphasizes the intellect, it should be borne in mind that he did recognize
the cogitative, particularly when he argued that the constructs of a gestaltist
sort relevant in physics and physiology are modeled on perceptual objects (SC
100/ 91, SC 141/ 131, SC 156/ 144). This is not irrelevant to acts of
intelligence in the preeminent signification.
Under the heading of “Relationships between Intellectual Functions
and Other Psychic Functions,” the general view is that the order of (presumably
‘ideal’) significations is closely linked to the concrete order of perception.
Wertheimer investigated productive thinking from the standpoint of results and
conceived of “insight” as the capacity the intelligent subject has of
“apperceiving” a signification which will solve his problem in a given figure
or situation. “Insight is that by which the given intellectual situation
becomes capable of giving
rise to a reorganization of the elements it includes”
(BP 138, cf. VI 246/ 192). This is something not every perceiver can do. Köhler
showed that chimpanzees must have optical contact with the things that change
structure and that their objects cannot have two functions at once, as was just
seen to be the case with “amovible”
forms. Humans can restructure structures and perceive a plurality of
aspects to the same thing. Reasoning, moreover, is not only perceiving
relationships between two objects but apperceiving a new or third relationship
between the two.
Intelligence is not perception. There
exists a difference between the organization of the field in the perceptual act
and the reorganization of the field in the intellectual act.—In intelligence
the reorganization is not inspired by the same data of perception, but responds
to a question which the subject poses. Two structures which succeed one another
are not independent, they appear to us two aspects of an identical reality. . .
. .—In perception, the structuration is inspired by the data. What suggest this
or that transformation are the very properties of the sensible figure. (BP 139)
The same matters are approached in the section called
“Transition from Perception to Intellection among the Gestaltists,” but the emphasis
is on how lower processes of perceptual behavior (which are already
intelligent, since problem solving) are transcended by the properly
“intelligent” processes. Merleau-Ponty is first concerned to avoid the
misunderstanding whereby intellection is considered a species of perceptual
gestalt formation (reading “Gestaltung”
for “Gestalten” at
BP 210), which certain texts of Wertheimer could stimulate. There is a
parallelism between finding the middle term of a syllogism and, for one of
Kohler’s apes, finding a stick with which to extend one’s reach. In both cases
there is gestalt formation, but in the case of perception the initial object in
effect disappears. In the syllogism, by contrast, what is peculiar is that the
three terms remain identical through the varying appearances and even though
entering into different relations” (BP 210).(16)
The discussion then follows sensorimotor, animal, and human
levels very like the earlier structures of behavior. Both perception and
intellection have a sense, “but the sense of the perceived is not the intellectual
sense” (BP 211). When a card is moved slightly, the eyes move in order to
handle the two images and thus let us go on seeing one spot. “The stimulus does
not act upon two symmetrical points [on the retinas], but are fused as if,
given the analogous function of the two points, the look anticipated
the result” (BP 211). Above such sensorimotor problem solving there is an
“animal level” where practical intelligence occurs, which humans also have.
This is the ability to “replace the signification given an object by another
signification” (BP 212; the signification here must be “immanent” rather than
ideal). Here the body plays a role in solving problems which are not posed by
the intellect. This form of intelligence is not conscious of itself, it is
found in habits, not actually those rather rare mechanical ones but in the
habit-aptitudes, “those which enable us to respond to situations of the same
type by adapted and subtle behaviors (knowing how to dance, knowing how to
swim)” (BP 212). This seems the level of “amovible”
forms.
In peculiarly human intelligence, organization is oriented
toward a solution; for example, in geometry, finding the sum of the angles of a
triangle or, in algebra, solving an equation of the second degree. In both
cases, “its very form of the figure (or the equation) that gives rise in
me to the idea of a construction to be performed or a theorem to be used. There
is a sort of anticipation; one acts for the result one has not yet found; it is
not by chance that we are guided by a sort of flair” (BP 212). This
constructive character is characteristic. While, secondly, there is little
latitude on lower levels, “in the case of an intellectual problem there is a
very great number of ways of transforming what is given” (BP 213) and total
insight is possible. Thereby, a grasping of relationships could be complete in
each experience and, independent of varying psychological events, it would
tend toward a truth. “When I perceive, I organize my field of experience by
utilizing the contingent properties of objects, when I organize intellectually,
I utilize general traits, essential and not contingent properties, I retrace an
essential dynamism” (BP 213). Finally, intellect differs from perception in
that there is a recreation and not an adaptation of the phenomenal field. Yet
the perceived world furnishes us with “prototypes” for intellectual
organizations. In short, intelligence is not a species of perception, but it
also forms or organizes gestalten, in so doing it is free, unlimited in its
ability to contact the true and deal with the essential. It is difficult not to
understand this as what was called in SC symbolic behavior.
This frame of reference is elaborated by
Merleau-Ponty in a perspective, but for us to understand that perspective and
other things he does in it, it will be well to follow his opposition to the
perspective in which the Gestaltists did their work.
B. Against Naturalism.
Merleau-Ponty opposes the naturalistic and even physicalistic
philosophical assumptions of Gestalt Psychology in two phases, the second more
complex than the first. The first phase is prominent in SC but reiterated in
BP. Essentially, the view opposed consists in the reduction of psychological
gestalten (and one would imagine those of the behaving as well as those of the
behaved) to physiological gestalten and thereby to physical gestalten. “Gestalt
Theory thinks it has solved the problem of the relations of the soul and the
body and the problem of perceptual knowledge by discovering structural nerve
processes that have the same form as the psychic, on the one hand, and are
homogeneous with physical structures, on the other. Thus no epistemological
reform would be necessary and the realism of psychology as a natural science
would be definitively conserved.” (SC 145/ 135) Later Lewin, Guillaume, and
Koffka are found to have versions of this naturalism (BP 159-61).
Merleau-Ponty has several arguments against this view. If there is no
structural difference between mental, vital, and physical orders, then there
is no difference at all and consciousness would be literally what happens in
the brain (SC 146/ 136 f.). Further, it is not obvious that there are
physiological substrata for all behavioral structures, especially the complexes
described in Psychoanalysis (SC 83 n. l/ 76 n. 93). Finally, for now, only for
pathological cases or under laboratory conditions, where they are removed from
their action contexts, are perceptual behaviors explainable with physical
models (SC 163/ 150). This reductionism is objected to again in PP (268 n./
232 n.2).
The more elaborate version of this naturalism is explicated
and rejected in relation to the notions of constancy hypothesis and prejugé
du monde. The critique of the Konstanzannehme was already accepted
by Merleau-Ponty in 1934, where it is defined as the postulation “of sensations
as the primary data of consciousness which one supposes to correspond term for
term with the local excitations of the sensory apparatus in such a way that a
given excitation always produces the same sensation” (G 192, cf. PP 263/ 228
& BP 190); because the visual and auditory organs are separate, it is also
believed on the basis of the constancy hypothesis that auditory and visual
data are separate (PP 133/ 114). To understand this hypothesis and the
objections to it accepted by Merleau-Ponty, we need also to grasp the
distinction between “geographical” and “behavioral” environments, which can be expressed
in a slightly different way: “Koffka distinguishes an objective world, in
which all things are in themselves, and a phenomenal world in which things are
for a conduct, according to the manner in which I treat the external elements
and in which I form [dessine]
the segregations of objects”(17)
According to this distinction, two concepts of stimulus and also of response
can be specified.
On analysis, the equivocal notion of
stimulus separates into two: it includes and confuses the physical event as it
is in itself, on the one hand, and the situation as it is “for the organism,”
on the other, with only the latter being decisive in the reactions of the
animal (SC 139/ 129).
Like that of stimulus, the notion of response
separates into “geographical behavior”—the sum of the movements actually
executed by the animal in their objective relation with the physical world; and
behavior properly so called—these same movements considered in their internal
articulation and as a kinetic melody gifted with a sense (SC 140/ 130).
This
is an illustration:
Two chimpanzees placed in an identical
geographical environment, i.e., in a cage where there is a box and bananas that
hang from the roof; one then takes the box and uses it to reach the bananas;
the other sits on the box.—If the geographic environments are the same, the
behavioral environments are different. Immanent in the behavior is a valuing of
the box-object now as something to climb on, now as something to sit on. (BP
155)
The gestaltists accepted the distinction between the two
environments but not the specification of it whereby there is a one-to-one
correspondence between physical stimuli in the objective or geographical world
and elementary data called sensations in the phenomenal or behavioral world.
The problem with this constancy hypothesis is that the sensations it posits are
often difficult if not impossible to observe. “For example, the intensity of a
sound under certain circumstances lowers its pitch, the addition of auxiliary
lines makes two figures unequal which are objectively equal, a colored area
appears to be the same color over the whole of its surface, whereas the
chromatic thresholds of the different parts of the retina ought to make it red
in one place, orange somewhere else, and in certain cases colorless” (PP 14/
7). The sensation is not the only auxiliary hypothesis generated to make the
constancy hypothesis work. “Even if what we perceive does not correspond to the
objective properties of the stimulus, the constancy hypothesis obliges us to
admit that the ‘normal sensations’ are already there. They must then be
unperceived, and the function which reveals them, as a searchlight illuminates
objects pre-existing in the darkness, is called attention” (PP 34/ 26, cf. BP
206). The notion of an unperceived sensation is of course absurd. Finally,
“against the testimony of consciousness, the law of constancy cannot avail
itself of any crucial experiment in which it is not already implied, and
wherever we believe we are establishing it, it is already presupposed” (PP 15/
8). In short, “objective” conditions do not govern the sensuous field part for
part.
In objecting to the constancy hypothesis in the above
fashion, Merleau-Ponty was not, however, beyond Gestalt Psychology. This school
had already performed this critique at its inception. Even so, it still wanted
to explain the phenomenal world by means of the objective world. “So we are
back in explanatory psychology, the ideal of which has never been abandoned by
Gestalt Psychology, because, as psychology, it has never broken with
naturalism” (PP 58/ 47). One can respect the integrity of the perceptual
gestalt and thus not resort artificially to unperceived sensations and
attention and still consider that a gestalt is at least in part the effect of
physical events in the objective world. Where Merleau-Ponty goes beyond the
Gestaltists is in proposing that something implied not only in the constancy
hypothesis but also in the alternative gestaltist explanations with isomorphic
physiological and physical gestalten is questionable. This is the prejugé du
monde, the assumption of an external world or geographical environment
which is as natural science tells us it is, even though it is by definition
beyond what we can perceive. Justifying that seems a philosophical task not
undertaken by the Gestaltists, who were then naively realistic indeed.
In Merleau-Ponty’s writings there are many remarks about how
Husserlian Phenomenology, as Merleau-Ponty comprehended it, might replace the
naive naturalism espoused by the Gestaltists. Fully to interpret what amounts
to Merleau-Ponty’s examination of phenomenology, including his discussion of
Husserl’s critique of Gestalt Psychology’s psychologism, is beyond the scope of
the present study. However, something of the Gestalt Psychology-Phenomenology
connection he saw should be dealt with here on the gestaltist side. Koffka is
said expressly to have recognized his debt to Husserl (PP 62 n./ 50 n, P 47)
and to have responded in an interesting way to the charge of psychologism: “The
description of the ‘psyche’ in terms of structures, of form, as a vindication
of the order of [ideal (?)] significations, would give satisfaction,
essentially, to philosophy” (BP 148). Early on, Merleau-Ponty wrote that “one
can maintain(18) that Husserl’s analyses lead
to the threshold of Gestalt Psychology” (G 191). In SC there is call for a
new philosophy of gestalt beyond substantialism and causalism (32ff./ 32ff.)
and he writes programmatically:
To return to perception as to a type
of original experience in which the real world is constituted in its
specificity is to impose upon oneself an inversion of the natural movement of
consciousness;(19) on the other hand, every question has not
been eliminated: it is a question of understanding, without confusing it with a
logical relation, the lived relation of the “profiles” to the “things” which
they present, of the perspectives to the ideal significations that are intended
through them.(20)
In PP we are told that criticism of the constancy hypothesis
develops, as we have seen, into a critique of the dogmatic belief in the objective
world (37/ 29).
However, the psychologists who practice the
description of phenomena are not normally aware of the philosophical
implications of their method. They do not see that the return to perceptual
experience, insofar as it is a consequential and radical reform, condemns all
forms of realism, that is to say, all philosophies which leave consciousness
behind and take as given one of its results—that the teal sin of
intellectualism lies precisely in having taken as given the determinate universe
of science, that this reproach applies a fortiori to psychological thinking,
since it places perceptual consciousness in the midst of a ready-made world,
and that the attack on the constancy hypothesis carried to its logical
conclusion assumes the value of a genuine ‘phenomenological reduction.’(21)
Just what such a “phenomenological reduction” might precisely
signify cannot be discussed here, but it is clear that for Merleau-Ponty
Phenomenology means, at the very least description of what appears without
explanation by means of the external and unobservable factors naively posited
in the prejugé du monde. If a phenomenological approach encorporating
Gestalt Psychological results is therefore descriptive, what more can be said
of it? For one thing, it provides allegedly a theory of the kind of reflection
which the Gestaltists practiced (PP 62/ 50). This is difficult to construe, but
perhaps it means that in approaching ordinary as well as analytic perceptual
behavior from within and from without there is a constant effort to consider
objects with respect to how they are for the perception or behaving of them and
vice versa. Finally, Merleau-Ponty believed that in a phenomenological
standpoint the categories for describing gestalten could be improved. “But what
Gestalt Psychology lacks for the expression of these perceptual relationships
is a new set of categories; it has admitted the principle, and applied it in a
few individual cases, but without realizing that a complete reform of the
understanding is called for if we are to translate phenomena accurately” (PP
60/ 49). Two types of category are reinterpreted by Merleau-Ponty:
Employing a concept of “motivation” drawn from Husserl and
Edith Stein (PP 61/ 49 & PP 39/ 31, cf. SC 234/ 218), Merleau-Ponty
endeavors to overcome a failure of Gestalt Psychology to describe the depth of
the visual field adequately (Cf. PP 301/ 259 on apparent shape).
Gestalt theory has clearly shown that
the alleged signs of distance—the apparent size of the object, the number of
objects interposed between it and us, the disparity of retinal images, the
degree of accommodation and convergence—are expressly known only in an
analytic or reflective perception which turns away from the object to bear on its
mode of presentation, and that we do not go through these stages in knowing
distances. (PP 58/ 47)
For example, sitting on the bed in a hotel room one might
look up and see a church steeple out the window against the sky as rather near,
then stand up and, as the other buildings, streets, fields, etc. in between
came into view, see the steeple become instead fairly distant. One could sit
down again and have the steeple come close once more.
The objects interposed between us and the thing
upon which I fix my eyes are not perceived for themselves; they are
nevertheless perceived, and we have no reason for refusing marginal perception
a role in the seeing of distance, since, when the intervening objects are
hidden by a screen, the distance appears to shrink. The objects which fill the
field do not act on the apparent distance like a cause on its effect. When the
screen is removed, we see remoteness born of the intervening objects.
It is not, however, a question of a connection
recognized by objective logic, the logic of constituted thought: for there is no
reason why a steeple should appear to me smaller and farther away when I am
better able to see in detail the slopes and fields between me and it. There is
no reason, but there is a motive. (PP 60/ 48)
What then is “motivation”? First we have a general statement
and then, deep in PP, a transfer from the traditional situation of how one act
(or behavior) motivates another to the interrelationship of moments in the
visual field.
One phenomenon releases another, not by
means of some objective efficacy, like those which link the events of nature
together, but by the sense which it holds out.
To the degree that the motivated
phenomenon is released, an internal relationship to the motivating phenomenon
appears and, instead of the one merely succeeding the other, the motivated
phenomenon makes the motivating phenomenon explicit and comprehended, and thus
seems to have preexisted its own motive. (PP 61/ 50)
What do we understand by a motive, and
what do we mean when we say, for example, that a trip is motivated? We mean
thereby that it has its origin in certain given facts, not in so far as these
facts by themselves have the physical power to produce it, but insofar as they
provide reasons for undertaking it. The motive is an antecedent which acts only
through its sense and it must even be added that it is the decision which
affirms this sense as valuable and gives it force and efficacy. Motive and
decision are two elements of a situation; the former is the situation as fact,
the second the situation is assumed. Thus a death motivates my trip because there
is a situation in which my presence is required, be it to comfort the bereaved
family or be it to pay “last respects” to the dead and, in deciding to take
this trip, I validate this motive which proposes itself and I take up this
situation. The relation of the motivating and the motivated is thus reciprocal.
The enlarged moon on the horizon has long
been explained by the large number of interposed objects which emphasize the
distance and consequently increase the apparent diameter. It follows
that the phenomenon of “apparent size” and the phenomenon of distance are two
moments of a whole organization of the field, that the first stands to the
second neither in the relationship of sign to signification not in the
relationship of cause to effect, and that, like the motivating factor to the
motivated act, they communicate through their sense. Apparent size as lived, instead
of being the sign or indication of a depth invisible in itself, is nothing
other than a way of expressing our vision of depth. (PP 299/ 258)
To ascertain what is motivating for something motivated, the
recourse would seem to be to an analytic attitude. Thus not only would one
reflect upon and confine oneself to describing gestalten but one would also on
occasion analyze them, although what one thus investigates
“phenomenologically” is neither reflective nor analytic itself. “When I look
freely, in the natural attitude, at the parts of the field acting on one
another and motivating this enormous moon on the horizon, this magnitude
without measure is still a magnitude. Consciousness must be brought into the
presence of its unreflective life within the things and awakened to its own
history which it was forgetting, this is the true role of philosophical
reflection. . .” (PP 40/ 31)
In addition to motivation there is another categorical
reworking, which can be presented beginning with an example.
If I walk along the beach towards a
ship which has run aground, and the funnel or masts merge into the forest
bordering the sand dune, there will be a moment when these details suddenly
become part of the ship, and fuse with it. As I approached, I did not perceive
resemblances or proximities which finally came together to form a continuous
outline of the ship’s superstructure. I merely felt that the look of the object
was going to change, that something was imminent in this tension, like to storm
is imminent in storm clouds. Suddenly the spectacle reorganizes itself,
satisfying my vague expectation. Only afterwards did I recognize, as
justifications for the change, the resemblance and contiguity of what I call
“stimuli”—namely the most determinate phenomena, seen at close quarters, and of
which I compose the “true world.” (PP 24/ 17)
This concerns the gestalt laws of Wertheimer, the laws of
proximity, resemblance, etc. In Gestalt Psychology, on Merleau-Ponty’s view,
these terms apply to relations between “objective stimuli,” physical things in
the “objective” world, the geographical environment. In his phenomenological
reformulation of the gestalt laws, Merleau-Ponty first of all has no place for
promimity, resemblance, etc. as “objective.” But as phenomenal or behavioral,
in the second place, these factors require a change of attitude to be grasped,
which the passage quoted only begins to indicate. “There are no indifferent
data which commence as a whole to form a thing because the defacto contingencies
or resemblances associate them; on the contrary, it is because we perceive a
whole as a thing that the analytic attitude can then discern resemblances and
contiguities.”(22)
Where such gestalt laws are concerned, Merleau-Ponty expresses,
however, the following reservation.
Its favorite subject of study was
those forms whose appearance, especially in the laboratory, is more or less
regular, given a certain number of external conditions, i.e., the anonymous
sensory functions. It was willing to pay any price for precision in their
formulae, even if this meant abandoning to some extent the more complex forms
which affect the entire personality, are less simply dependent upon given
external conditions, and are for that very reason more difficult to discover
but also more valuable for the knowledge of human behavior. (SNS 149/ 85, cf.
BP 245/ CAL 62, VI 38f./ 20f.).
Already in the examples of riding in trains and walking on
the beach we nevertheless have seen Merleau-Ponty attempt to use gestaltist
thought beyond the laboratory. In writings after PP he applied it also to the
film (SNS 85ff/ 48ff.) and regarding painting, e.g., the distinction between
Cézanne and the Impressionists (SNS19f./ llf.), presupposes it. In relation to
other disciplines he finds matters which he also comprehends in gestaltist
terms. Regarding Linguistics, consider these assertions.
The only reality is the Gestalt of
language.
French is not an objective reality which can be
sliced up along strict boundaries in space and time; it is a dynamic reality, a
Gestalt in the simultaneous and the successive.
Language would not be a Gestalt of the
movement, but a Gestalt in movement, evolving toward a certain
equilibrium. Moreover, the Gestalt would be capable of losing this
equilibrium, once it has been obtained, by a phenomenon of wearing down and of
seeking a new equilibrium in another direction. (BP 256/ CAL 92-100)
While gestaltist elements are perhaps swamped by
structuralism in discussions of Sociology and Ethnology (cf. S 123ff/ 98ff
& S 143ff/ 114ff), Merleau-Ponty’s treatment of Marxist Historiography is
rather interesting. Regarding Freud as well as Marx on the question of why the
sense of our behavior might be hidden from us, we are told that “it is not a
question of an unconscious which plays tricks; the phenomenon of mystification
pertains to how all consciousness is a privileging consciousness of
‘figure’ and tends to forget the ‘ground’ without which it has no sense” (BP
112). In a much broader way, there is the following statement.
To be a Marxist is to believe that
economic problems and cultural or human problems are a single problem and that
the proletariat as history has shaped it holds the solution to that unique
problem. In modern language, it is to believe that history has a Gestalt, in
the sense German writers give to the word, a total process moving toward a
state of equilibrium, the classless society, which cannot be achieved without
the effort and action of men, but which is indicated in the present crisis as
their solution—the power of man over nature and the mutual reconciliation of
men. In music a given note on the strings requires a note of the same pitch
from the wind and brass; in an organism a given state of the respiratory system
requires a given state of the cardiovascular or sympathetic nervous system if
the whole is to have the greatest efficacy; in an electric conductor of a
certain design the charge at a given point must be such that the whole obeys a
fixed law of distribution. In the same way, history, according to Marxist
politics, is a system which proceeds by leaps and crises toward proletarian
power and the development of a world proletariat, the norm of history, calling
for determinate solutions in each domain, each partial change being necessarily
retained in the whole. (HT 139/ 130, cf. HT 165f./ 153, SNS 222/ 126, AD 105/
77, and PP 73ff./ 60f.)
From this it is clear that the reservation regarding gestalt laws
and laboratory work quoted above, and also the last and related complaint,
namely: “But the enthusiasm is no longer with it; nowhere have we the sentiment
of approaching a science of man” (VI 39/ 21), are about the letter and not the
spirit of gestaltist research.
In sum, where Merleau-Ponty’s philosophical
perspective is concerned, we have seen a new frame of reference involving
intentionality and structures of behavior in problem solving as well as
learning, objections to naive realism in Gestalt Psychology, and some new
categories for a descriptive, reflective, and sometimes analytic point of view.
For that point of view, gestaltist descriptions are not about the contents of
minds conditioned by real but unobservable objects but instead are about the
real things which we perceive about us, ourselves and others included.
PRIMARY SOURCES USED IN
THIS STUDY
Note:
Numbers
in citations before the slash refer to the French editions and those after the
slash refer to the English translations.
AD = Les Adventures de la dialectique, Paris,
Gallimard, 1955 / Adventures of the Dialectic, trans. Joseph Bien,
Evanston, Northwestern University Press, 1973.
BP = “Maurice Merleau-Ponty à la Sorbonne, Résumé
de ses cours établi par des étudiants et approuvé par lui-même, “Bulletin de Psychologie, Vol,
XVIII (1964). Thus far, only one of these seven courses has been translated
(but cf. P, below), namely: Consciousness and the Acquisition of Language, trans.
Hugh J. Silverman, Evanston, Northwestern University Press, 1973.
EP = Éloge de la philosophie, Paris,
Gallimard, 1953 / In Praise of Philosophy, trans. John Wild & James
M. Edie,
G =
Theordore F. Geraets, Vers une nouvelle philosophie transcendentale,
HT = Humanisme el terreur. Paris,
Gallimard, 1947 / Humanism and Terror, trans. John O’Neill,
P = The
Primacy of Perception, ed. James M. Edie, Northwestern University Press,
1964. In addition to items subsequently retranslated elsewhere, this title
contains translations of “Le Primal de la perception et ses conséquences
philosophiques” (1947), “Un inedit de Maurice Merleau-Ponty” (1952), and, in
versions slightly different from those in BP, the courses “Les Sciences de
L’homme” (incomplete) and “Les Relations avec autrui chez 1’enfant” (1950-51);
it has not seemed necessary to consult the originals of these translations.
PP = Phénoménologie de la perception. Paris,
Gallimard, 1945 / Phenomenology of Perception, trans. Colin Smith,
PW = La Prose du monde, Paris, Gallimard,
1969/ The Prose of the World, trans. John O’Neill, Evanston,
Northwestern University Press, 1973.
RC = Resumes de cours, Collège de France
1952-60, Paris, Gallimard, 1968 / Themes from the Lectures at the
Collège de France 1952-60, trans. John O’Neill, Evanston, Northwestern
University Press, 1970.
S = Signes,
SC = La Structure du comportement, Paris,
Presses Universitaires de France, Second Edition, 1949 / The Structures of
Behavior, trans. Alden L. Fisher, Boston, Beacon Press, 1963.
SNS = Sens et non-sens, Paris, Nagel, 1948
/ Sense and Non-Sense, trans. Hubert L. Dreyfus A Patricia Alien
Dreyfus, Evanston, Northwestern University Press, 1964.
VI = Le Visible et l’invisible, Paris, Gallimard,
1964 / The Visible and the Invisible, trans. Alphonso Lingis, Evanston,
Northwestern University Press, 1968.
NOTES
(1) Published in Research
in Phenomenology Vol. 10 (1980): pp. 89‑121. A
sketch of this study was read in the symposium on The Philosophy of Maurice
Merleau-Ponty at the meeting devoted to French Philosophy in the Twentieth
Century of the Society for the Study of the History of Philosophy meeting with
the American Philosophical Association in December 1978.
(2) With Vers une nouvelle philosophie
transcendentale, la genése de la philosophie de Maurice Merleau-Ponty jusqu’a la Phénoménologie de la
perception.
(3) That there is more going on in Merleau-Ponty’s thought than
is dealt with here even where the assimilation of gestaltist thought is
concerned is perhaps most directly conveyed by this passage. “By a natural
development, the notion of ‘Gestalt’ led us back to its Hegelian meaning, that
is, to the concept before it has become consciousness of self. Nature, we said,
is the exterior of a concept. But precisely the concept as concept has no
exterior and the Gestalt still had to be conceptualized as unity of the
interior and exterior, of nature and idea.” (SC 227/ 210)
(4) To save space, time, and energy, the many references offered
here are presented textually and in accordance to the usually self-evident
abbreviations with initials set forth in the appended list of primary texts.
The page number before the slash refers to the French edition used, that after
it to the English translation.
(5) See Steven Watson, “Merleau-Ponty’s Encounter with
Saussure,” in Phenomenology, Selected Essays from the Husserl,
Heidegger, and Merleau-Ponty Circles, publisher being sought, Joseph Bien, “Man
and the Economic: Merleau-Ponty’s Interpretation of Historical Materialism,” Southwestern
Journal of Philosophy, Vol. III (1972) and Osborne Wiggins, Jr.,
“Merleau-Ponty and Piaget: An Essay in Philosophical Psychology,” Man and World,
vol. 12 (1979).
(6) The prominent exception here is Martin C. Dillon, “Gestalt
Theory and Merleau-Ponty’s Concept of Intentionality,” Man and World, Vol.
4 (1971). On the basis of what is undertaken in the present essay, the present
author will discuss Dillon’s interesting treatment on another occasion.
(7) Where Gelb-Goldstein is concerned, two passages deserve
quotation. “Gelb and Goldstein conclude . . . that the first task, prior to any
attempt at physiological interpretation, is to give as exact an interpretation
of the morbid behavior as possible. But the experiments to be performed in
order analyze the consciousness of the patient would be plainly suggested by
the guiding ideas of a psychology of normal perception On the case of Gelb and
Goldstein by those of Gestalt Psychology).” (G 190, cf. SC 70 ff./ 64 ff.) “The
procedures of traditional psychology are strangely mixed with concrete emphasis
derived from Gestalt Psychology in the writings of Gelb and Goldstein. They
recognize clearly enough that the perceiving subject reacts as a whole, but the
totality is conceived as a mixture and touch receives from its co-existence
with sight only a ‘qualitative nuance,’ whereas according to the spirit of
Gestalt Psychology two sensory realms can only communicate by being integrated
as inseparable moments into an intersensory organization. Now if tactual data,
along with visual ones, constitute a whole
configuration, it is clearly only on the condition
that they themselves, on their own terrain, realize a spatial organization,
for otherwise the connection between touch and sight would be an external
association, and the tactual data would remain, in the total configuration,
what they each are taken to be in isolation—two consequences ruled out by Gestalt Theory.—It is fair to add that, in another work (Bericht über den IX. Kongress für
experimentelle Psychologie in München, “Die psychologische Bedeutung
pathologischer Störungen der Raumwahrnehmung”), Gelb himself points out the inadequacy
of the work just analyzed. We may not even speak, he says, of a coalescence of
touch and sight in the normal subject, or even make any distinction between
these two components in reactions to space. The purely tactual experience, like
the purely visual experience, with its space of juxtaposition and its
represented space, are products of analysis. There is a concrete manipulation
of space in which all senses collaborate in an ‘undifferentiated unity’ (p. 76)
and the sense of touch is ill-adapted [impropre] only to the
thematic knowledge of space. (PP 138 n./ 119 n.).
(8) Personal communication. Cf. Lester Embree, “Biographical
Sketch of Aron Gurwitsch,” in Lester Embree, ed., Life-World and Consciousness,
Evanston, Northwestern University Press, for Merleau-Ponty’s contact with
Gurwitsch, two of whose publications—on Gestalt Psychology and on Psychology
and Phonological Linguistics—he helped with linguistically. On the other side
of this connection, see Lester Embree, “Gurwitsch’s Critique of
Merleau-Ponty,” Journal of the British Society for Phenomenology, forthcoming.
(9) Geraets reports as follows. “In a course on The Foundations
of Psychology, taught at the Faculté des Lettres at
(10) Because the existing English translations
are often so inadequate where passages on Gestalt Psychology are concerned, an
unusual quantity of freshly translated passages is included here.
(11) One could think that in presenting the
world as a whole of ‘images,’ Bergson wanted to suggest that the ‘thing’ could
not be resolved into ‘states of consciousness’ or sought beyond what we see, in
a substantial reality. In a much less precise language, this would be,
certainly, an anticipation of the noema of Husserl. In the same way, one
can find that Sartre is a severe judge of the distinction between matter and
form in the image, when he finds it in certain psychologists . . . and too
quickly grants to Husserl his distinction of hylé and morphé,—one
of the points of his doctrine which has been challenged even in Germany and
offers in fact the most difficulties.” (Maurice Merleau-Ponty, “J.-P. Sartre, L’Imagination,” Journal de
Psychologie normale et pathologique, Vol. 33 (1936), p. 761. (The
allusion is, of course, to Gurwitsch’s work.))
(12) Psychologists used [“structure”] to
designate the configurations of the perceptual field, those totalities
articulated by certain lines of force, and where every phenomenon has its local
value” (S 146/ 117, cf. SNS 153/ 87 & BP 211).
(13) The following is the original key passage.
“But, even unknown to us, the true signification of our life is no less the
effective law of it. Everything happens as if it oriented the flux of psychic
events. Hence it will be necessary to distinguish their ideal signification,
which can be true or false, and their immanent signification,—or, to employ a
clearer language which we will use henceforth: their actual structure and
their ideal signification.” (SC
237/ 221) Attention has been drawn nicely to this distinction by Claude
Panaccio, “Structure et Signification dans l’oeuvre de Merleau-Ponty,” Dialogue, Vol. 9 (1970). This distinction seems obscure for some
Merleau-Ponty interpreters and it would be interesting to read through that oeuvre
in relation to it.
(14) PP 38/ 30. “Gestalt Theory has emphasized
the existence of a structuration proper to individuals of the categories of
adult and child and if one rejects the hypothesis of the constancy of the
object, attention finds itself reduced to an abstract name for designating the
changes of structuration which intervene in our perception. It is no longer a
question of an attention which more or less illuminates an unchanging field but
rather of a power of restructuring, of making components of the countryside
which did not exist phenomenally appear. Hence there is no longer an
illumination of pre-existent details but rather a transformation of the
object.” (BP 131)
cf. p. 110 below.
(15) See Note 13 above.
(16) The curious objections to Gurwitsch
expressed at BP 210 and BP 214 must be discussed in another context and on
another occasion, where Merleau-Ponty’s position(s[?]) on ideal objects is
thematized. Attention is called on the above matters to Gayne Nerney, “The
Gestalt of Problem-Solving: An Interpretation of Max Wertheimer’s Productive
Thinking,” Journal of
Phenomenological Psychology, Vol. 10 (1979).
(17) BP 155, cf. SC 139/ 129, SC 171/ 158, PP
94/ 79, PP 130/ 112, etc.
(18) Merleau-Ponty’s note: “Gurwitsch,
“Phänomenologie der Thematik und des reinen Ich,” Psychologische Forschung, 1929.”
(19) Merleau-Ponty’s note: “We are defining here
the ‘phenomenological reduction’ in the sense which is given to it in Husserl’s
final philosophy.” Earlier Merleau-Ponty wrote (“Christianism and
ressentiment,” La Vie Intellectuelle, Vol. 36 (1935), p. 288): “We must
describe consciousness without prejudice as it appears immediately, the
‘phenomenon’ of consciousness in all of its original variety. Nevertheless, the
claims of a phenomenology of emotional life do not reduce to those of a
descriptive psychology. The ‘suspension’ (epoche)
of the natural movement which carries consciousness toward
the world, toward spatio-temporal existence, and locks it in there [l’y enferme], this
phenomenological reduction does not only bring about a more accurate [fidele] introspection:
it truly introduces a new mode of knowledge, which bears as much on the world
as on the ego. For, nevertheless, if we no longer grant any unreflective
priority to things, to states of consciousness enmeshed [engagés] in space and time, and to the causal explanations
which they let in, if we follow the articulations of the ‘phenomena’ within
living consciousness, the properties, the connections which they manifest with
evidence,—new laws appear to us, there is a necessity which is no longer
physical but essential . . .”
(20) (SC 236/ 220) Merleau-Ponty’s note: “The notion of
‘intentionality’ will be of help in this regard.”
(21) Merleau-Ponty’s note: “See A. Gurwitsch,
Review of Nachwort zu meiner Ideen by Husserl, pp. 401 ff.”
(22) In “Gestalt Law in Phenomenological
Perspective” (Journal of
Phenomenological Psychology, Vol. 10 (1979), the present author has
advanced an account which silently incorporates this view but perhaps goes
beyond it.